Compliance Analyst

• Location: Fort Worth, Texas
• Type: Fort Worth:Fin/Acct/HR:Direct Hire
• Job #10190

Compliance Analyst 10190

Job Duties:

· Assist in developing and continuously improving the compliance monitoring process.

· Execute compliance controls testing, transactional testing, or compliance controls monitoring activities based on the pre-defined testing plan.

· Provide detailed, objective, and substantiated compliance analysis and high-quality supporting reports, workpapers, and documentation.

· Develop effective relationships with management and other stakeholders including business and technology process owners, and the Internal Audit function.

· Inform management of significant compliance matters that require their attention or action.

· Appropriately assess risk when business decisions are made, drive compliance with applicable laws, rules and regulations.

· Adhere to Policy, have sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing, and reporting control issues with transparency.

· Assist in developing and updating Compliance policies and procedures.

· Additional duties as assigned.

Skills

· Understanding of rules, laws, and regulations, and specific regulatory requirements.

· Experience with auditing principles including planning, risk assessments transactional testing, and reporting activities for monitoring of Compliance-related activities.

· Exhibit project management skills with strong organization and prioritization skills.

· Strong interpersonal, sound decision making, and intuitive thinking skills.

· Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines.

· Recommends appropriate and pragmatic solutions to risk and control issues.

· Must be a self-starter, flexible, innovative and adaptive.

· Proficient in MS Office applications (Excel, Word, PowerPoint)

Education and Experience:

· Minimum of one year of professional work experience in consumer finance preferred.

· Testing experience in finance, compliance, internal audit, external audit, quality control, and/or risk is preferred

· Bachelor’s degree